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#	Item
401	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 29, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated App Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 06:19:24 Financial services Stock market Collective investment schemes Exchange-traded fund Futures contract Financial adviser Security Money market fund Open-end fund Financial economics Investment Funds
402	October 22, 2012 Elizabeth M. Murphy Secretary, Securities and Exchange Commission 100 F Street, NE. Washington, DC[removed]RE: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-23 09:20:48 Financial markets Stock market Proprietary trading Volcker Rule Trading room Electronic trading Open outcry Sales and trading Paul Volcker Financial economics Finance Investment
403	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. NASDAQ[removed]September 30, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-30 15:52:51 Financial markets Finance Economy of New York City Economy of the United States NASDAQ Securities Exchange Act Market maker Open outcry Options Clearing Corporation Financial economics Stock market Investment
404	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 1, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-04 09:45:23 Funds Financial services Financial markets Exchange-traded fund Collective investment scheme Advisorshares Financial adviser Open-end fund Security Financial economics Investment Finance
405	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 30, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-31 07:49:14 Funds Financial markets Financial services Collective investment schemes Security Exchange-traded fund Asset-backed security Open-end fund Investment Advisers Act Financial economics Investment Finance
406	REPORT ON THE SECONDARY MARKET FOR RGGI CO2 ALLOWANCES: THIRD QUARTER 2010 Prepared for: RGGI, Inc., on behalf of the RGGI Participating States Prepared By: Add to Reading List Source URL: www.rggi.org Language: English - Date: 2011-03-08 21:36:24 Futures contract Futures exchange Derivative Forward contract Option Open interest International Petroleum Exchange Richard L. Sandor Financial economics Finance Financial system
407	REPORT ON THE SECONDARY MARKET FOR RGGI CO2 ALLOWANCES: FOURTH QUARTER 2010 Prepared for: RGGI, Inc., on behalf of the RGGI Participating States Prepared By: Add to Reading List Source URL: www.rggi.org Language: English - Date: 2011-03-08 21:36:22 Futures contract Futures exchange Derivative Forward contract Option Open interest Richard L. Sandor International Petroleum Exchange Financial economics Finance Financial system
408	REPORT ON THE SECONDARY MARKET FOR RGGI CO2 ALLOWANCES: SECOND QUARTER 2010 Prepared for: RGGI, Inc., on behalf of the RGGI Participating States Prepared By: Add to Reading List Source URL: www.rggi.org Language: English - Date: 2011-03-08 21:36:23 Futures contract Futures exchange Derivative Option Forward contract Open interest Richard L. Sandor International Petroleum Exchange Financial economics Finance Financial system
409	Microsoft Word - MM Secondary Market Report 2013-Q1 Add to Reading List Source URL: www.rggi.org Language: English - Date: 2013-05-17 15:19:24 Carbon finance Futures contract Futures exchange Derivative Option Regional Greenhouse Gas Initiative Open interest Forward contract IntercontinentalExchange Financial economics Finance Investment
410	REPORT ON THE SECONDARY MARKET FOR RGGI CO2 ALLOWANCES: THIRD QUARTER 2013 Prepared for: RGGI, Inc., on behalf of the RGGI Participating States Prepared By: Add to Reading List Source URL: www.rggi.org Language: English - Date: 2013-11-25 09:49:46 Carbon finance Climate change policy Futures contract Emissions trading Futures exchange Derivative Regional Greenhouse Gas Initiative Option Open interest Financial economics Finance Investment

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